-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8xXfBJC9c4XKkMgNp/rHarnnp4mTWn8TEH44jvL+w3VAH93C3nhIwsAL+Te5K9y K1jfz8zDiL3lN0/TwEOyHg== 0000891618-07-000091.txt : 20070215 0000891618-07-000091.hdr.sgml : 20070215 20070215172542 ACCESSION NUMBER: 0000891618-07-000091 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 GROUP MEMBERS: NOEL FRANCIS HALL SPOUSAL TRUST GROUP MEMBERS: SANDRA MACPHERSON GROUP MEMBERS: SANDRA MACPHERSON SPOUSAL TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hall Noel F CENTRAL INDEX KEY: 0001352907 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: C/O ASPREVA PHARMACEUTICALS CORPORATION STREET 2: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aspreva Pharmaceuticals CORP CENTRAL INDEX KEY: 0001314026 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980435540 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80606 FILM NUMBER: 07628565 BUSINESS ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SC 13G/A 1 f27380a1sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Aspreva Pharmaceuticals Corporation
(Name of Issuer)
Common Shares, no par value, and associated share purchase rights
(Title of Class of Securities)
04538T 10 9
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Noel F. Hall
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   32,002
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   600,0002
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   32,002
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    600,0002
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,239,4211,2
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  3.5%1,2
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Sandra MacPherson
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   7,419
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   600,0001
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   7,419
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    600,0001
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,239,4211,2
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  3.5%1,2
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Noel Francis Hall Spousal Trust
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   600,000
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    600,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  600,000
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
   
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Sandra MacPherson Spousal Trust
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   600,000
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    600,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  600,000
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
   
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 


 

Item 1.
  (a)   Name of Issuer
Aspreva Pharmaceuticals Corporation
  (b)   Address of Issuer’s Principal Executive Offices
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
Item 2.
  (a)   Name of Person Filing
Noel F. Hall
Sandra MacPherson
Noel Francis Hall Spousal Trust
Sandra MacPherson Spousal Trust
  (b)   Address of Principal Business Office or, if none, Residence
c/o Aspreva Pharmaceuticals Corporation
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
  (c)   Citizenship
       
 
Noel F. Hall
  Victoria, British Columbia, Canada
 
Sandra MacPherson
  Victoria, British Columbia, Canada
 
Noel Francis Hall Spousal Trust
  Victoria, British Columbia, Canada
 
Sandra MacPherson Spousal Trust
  Victoria, British Columbia, Canada
  (d)   Title of Class of Securities
Common Shares, no par value, and associated share purchase rights
  (e)   CUSIP Number
04538T 10 9
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
  (f)   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
  (g)   A parent holding company or control person in accordance with § 240.13d-1(b)(ii)(G);
 
  (h)   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)   Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

Page 6 of 9


 

Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount Beneficially Owned:
         
Noel F. Hall
    1,239,421 1, 2
Sandra MacPherson
    1,239,421 1, 2
Noel Francis Hall Spousal Trust
    600,000  
Sandra MacPherson Spousal Trust
    600,000  
  (b)   Percent of Class:
         
Noel F. Hall
    3.5 %1, 2
Sandra MacPherson
    3.5 %1, 2
Noel Francis Hall Spousal Trust
    1.7 %
Sandra MacPherson Spousal Trust
    1.7 %
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
         
Noel F. Hall
    32,002  
Sandra MacPherson
    7,419  
Noel Francis Hall Spousal Trust
    0  
Sandra MacPherson Spousal Trust
    0  
  (ii)   Shared power to vote or to direct the vote:
         
Noel F. Hall
    600,000 2
Sandra MacPherson
    600,000 1
Noel Francis Hall Spousal Trust
    600,000  
Sandra MacPherson Spousal Trust
    600,000  
  (iii)   Sole power to dispose or to direct the disposition of:
         
Noel F. Hall
    32,002  
Sandra MacPherson
    7,419  
Noel Francis Hall Spousal Trust
    0  
Sandra MacPherson Spousal Trust
    0  
 
1   By virtue of her status as trustee of the Noel Francis Hall Spousal Trust (the “Hall Trust”), Sandra MacPherson may be deemed to have beneficial ownership of the 600,000 shares held by the Hall Trust.
 
2   By virtue of his status as trustee of the Sandra MacPherson Spousal Trust (the “MacPherson Trust”), Noel F. Hall may be deemed to beneficial ownership of the 600,000 shares held by the MacPherson Trust.

Page 7 of 9


 

  (iv)   Shared power to dispose or to direct the disposition of:
         
Noel F. Hall
    600,000 2
Sandra MacPherson
    600,000 1
Noel Francis Hall Spousal Trust
    600,000  
Sandra MacPherson Spousal Trust
    600,000  
Item 5. Ownership of Five Percent or Less of a Class
      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
      Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
      Not applicable.
Item 8. Identification and Classification of Members of the Group
      Not applicable.
Item 9. Notice of Dissolution of a Group
      Not applicable.
Item 10. Certification
      Not applicable.

Pagge 8 of 9


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
    February 14, 2007
   
         
    Date
   
 
           
    /s/ Noel F. Hall    
         
    Noel F. Hall    
 
           
    /s/ Sandra MacPherson    
         
    Sandra MacPherson    
 
           
    Noel Francis Hall Spousal Trust    
 
           
 
  By:   /s/ Sandra MacPherson    
 
           
 
      Sandra MacPherson, Trustee    
 
           
    Sandra MacPherson Spousal Trust    
 
           
 
  By:   /s/ Noel F. Hall    
 
           
 
      Noel F. Hall, Trustee    
 
           
 
           
 
           
 
           

Page 9 of 9

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